When creating an account, we must collect each customer's personal information for business purposes, including the process of analyzing their financial needs and demands to determine the proper services and products.
The following items are required when collecting a customer's personal information :
- Application information:
- Information you provide to us on applications and other forms, such as your name, address, birth date, Social Security number, occupation, assets, and income
- Transaction information:
- Information about your transactions with us and with our affiliates as well as information about our communications with you. Examples include your account balances, trading activity, your inquiries, and our responses